TERMS OF BUSINESS

FSA Membership 

MJR Financial Management are authorised to conduct investment business under the Financial Services Act and is regulated by the Financial Services Authority.  We are bound by FSA’s Rules. 

We are authorised to advise on and arrange life assurance, pensions, investments in authorised collective investment schemes, Unit Trust PEP’s and ISA’s.

Commission 

We may derive income from commission paid to us by life assurance companies and the operators of collective investment schemes through which investments are made.  We shall tell you the amount of commission payable to us on any such investment. 

If we receive commission or any other form of benefit from the issue of a security or from another intermediary, we will inform you. 

Fees 

If we propose to make a charge in respect of any service we provide we will agree its basis with you in writing before we carry out any chargeable work.

Client's Risk 

You are advised that because investments can fall as well as rise, you may not get back the full amount invested.  Past performance is not necessarily a guide to future performance. 

Investor Protection

The client is advised that investment in UK Life Assurance contracts (including Investment Bonds linked to Broker Funds) are protected under the Terms of the Policy Holders Protection Act 1975, for up to 90% of the funds, in the event of the collapse of the life office.

Your Protection

In the unlikely event of you ever having any complaint about the advice you have received or a product which you have transacted through us, please contact our Compliance Officer, Richard King at MJR Financial Management, Granville Hall, Granville Road, Leicester, LE1 7RU.   Tel No. (0116) 254 9018.  He will make every effort to sort the problem out straightaway and will explain to you your statutory rights which are there to protect you.

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Authorised and Regulated by the Financial Services Authority

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